Overview
Master the 10-K and 10-Q provides step-by-step instructions and detailed analysis of Form 10-K and Form 10-Q, highlighting areas in which your company can implement or refine its disclosure controls and procedures in order to ensure accurate and timely filings. Like its counterparts Master the 8-K and Master the Proxy Statement, this guide draws on the expertise of author Gary M. Brown to deliver clear explanations, detailed guidance, and essential practice tips. Coverage includes: Filing procedures, deadlines, and extensions, and the impact of late filings; Signature and certification requirements; The “furnished” versus “filed” distinction; Technical aspects of incorporation by reference; Special rules for asset-backed issuers; Exhibit requirements.
This one-stop resource is enhanced with compliance practice pointers and more than a dozen appendices containing related forms, checklists, regulations, and SEC guidance.